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Australian Regulatory Environment and Licensing

Our team is familiar with the regulatory environment in Australia and categories of businesses that require licences to operate in the Australian marketplace.

In particular, we assist our clients with Australian Financial Services Licence (AFSL) requirements which are under the jurisdiction of the Australian Securities and Investments Commission (ASIC) and Bank Licensing requirements which is are under the jurisdiction of the Australian Prudential Regulation Authority (APRA).

Through our alliances with Registered Training Organisations (RTOs) we assist managers and employees working under the Australian financial services and banking environments to comply with their education and training requirements required by the Australian regulatory bodies.

 

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